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PTO/SB/05 



(08-odf* 



Approved for use through 10/31/2002. 0MB 0651-0032 

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UTILITY 
PATENT APPLICATION 
TRANSMITTAL 

^ (Only for new nonprovisional applications under 37 CFR 1. 53(b)) 



Attorrjey Docket No. 



First Inventor 



Title 



13DV13763 



a o\ 



John D. Whitenack 



Methods and Systems for Managing 



Express Mail Label No, 



EL627656193US 



etc 



APPLICATION ELEMENTS 



17 



See MPEP chapter 600 concerning utilHv patent application contents. 
Fee Transmittal Form (e.g., PTO/SB/17) 

(Submit an ongf/ial and a duphcate for fee processing^ 

Applicant claims small entity status. 
See 37 CFR 1.27. 

Specification [Total Pages 

{preferred arrBngement set forth below) 

- Descriptive title of the invention 

- Cross Reference to Related Applications 

- statement Regarding Fed sponsored R&D 

- Reference to sequence listing, a table, 
or a computer program listing appendix 

- Background of the Invention 

- Brief Summary of the Invention 

- Brief Description of the Drawings (if Hied) 

- Detailed Description 

- Claim(s) 

- Abstract of the Disclosure 



ADDRESS TO: 



Assistant Commissioner for Patents 
Box Patent Application 
Washington, DC 20231 



7. CD-ROM or CD-R in duplicate, large table or 
Computer Program (Appendix) 

8. Nucleotide and/or Amino Acid Sequence Submission 
{if applicable, all necessary) 

a I I Computer Readable Form (CRF) 
b. Specification Sequence Listing on: 

i. □ CD-ROM or CD-R (2 copies); or 

ii. D paper 

c. I I Statements verilying identity of above copies 



5. Oath or Declaration . , , x [ Total Pages 
^unsigned; 



* Drawing(s) (35 U,S,C. 113) I Total Sheets 

Jr" (informals) 

De ~ 

□ 



11 
3 



a. 
b. 



Newly executed (original or copy) 

□ Copy from a prior application (37 CFR 1 ,63 (d)) 
(forcontinuationldivisional with Box 17 completed) 



DELETION OF INVENTQR(S) 

Signed statement attached deleting inventor(s) 
named in the prior application, see 37 CFR 
1.63(d)(2) and 1.33(b). 

I I Application Data Sheet. See 37 CFR 1 .76 



ACCOMPANYING APPLICATION PARTS 

9. I I Assignment Papers (cover sheet & document(s)) 

□ 37 CFR 3.73(b) Statement | — | Power of 
(when there is an assignee) ' — J 



Attorney 



1. 1 I English Translation Document (if applicable) 

o f& Infonnation Disclosure I I Copies of IDS 

^- 1^ Statement (1DS)/PT0-1449 ' — ' ' 
3. 1 I Preliminary Amendment 



Citations 



4. 



Xr2 Return Receipt Postcard (MPEP 503) 

0S (Should be specifically itemized) 

c I I Certified Copy of Priority Document(s) 

I — I (if foreign priority is claimed) 

^-CZI Other: 



17. if a CONTINUING APPLICATION, check appropriate box, and supply 
or in an Application Data Sheet under 37 CFR 1. 76: 

n Continuation d Divisional Continuation-in-part (CIP) 



Prior application information: 



the requisite Infonnation below and in a preliminary amendments 

of prior application No.: / 

Group I Art Unit: 



For CONTINUATION OR DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under 
Box 5b, is considered a part of the disclosure of the accompanying continuation or divisional application and is hereby incorporated by reference. 
The incorporation can only be relied upon when a portion has been inadvertently omitted from the submitted application parts. 



ADDRESS 




i i Correspondence address bdow 



Name 


mm tRMEHMK OFFICE 


Address 






City 


State 


Zip Code 




Country 


Telephone 


Fax 




f 

Name (PrintlType) 


■ ^ 

WILLIAM SCOTT ANDES Registration No. (AUorneylAgent) 33,582 


^ Signature 





the amount of time you are required to complete this form should be sent to the Chief Information Officer, U.S. Patent and Trademarit Office, Washington, DC 
20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS- SEND TO: Assistant Commissioner for Patents, Box Patent Application. 
Washington. DC 20231. 



1 InriPr th« Paperwork Reduction Act of 1995. no oersoi 



PTO/SB/17{09-00) 
Approved for use through 10/31/2002. 0MB 0651-0032 
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE 
narsons are required to respond to ^ collection of information unless it displays a valid 0MB control number. 



TRANSMITTAL 
for FY 2001 

Patent fees are subject to annual revision. 



TOTAL AMOUNT OF PAYMENT 



($) 710.00 



Complete if Known 



Application Number 
Filing Date 



First Named Inventor 



Examiner Name 



Group Art Unit 



Attorney Docket No. 



John D. Whitenack 



13DV13763 



METHOD OF PAYMENT 



FEE CALCULATION (continued) 



^Deoo 



The Commissioner !s hereby authorized to charge 
indicated fees and credit any ove rpayments to: 
Deposit 



Account 
Number 

Deposit 
Account 
Nai 



07-0865 



ADDITIONAL FEES 

Large Entity Small Entity 
Fee Fee Fee Fee 
Code ($) Code ($) 



General Electric Co, 



105 
127 



130 205 
50 227 



65 



Fee Description 

Surcharge - late filing fee or oath 



Fee Paid 



25 Surcharge - late provisional filing fee or 
cover sheet 



Charge Any Additional Fee Required 
Under 37 CFR 1.16 and 1.17 

AppHcant claims small entity status. 
See 37 CFR 1.27 



2. CH Payment Enclosed: 

□ Check □ Credit card □ ^oney Q 



Other 



FEE CALCULATION 



BASIC FILING FEE 
Large Entity Small Entity 



Fee Fee 
Code ($} 

101 710 

106 320 

107 490 

108 710 
114 150 



Fee Fee 
Code ($) 

201 355 

206 160 

207 245 

208 355 
214 75 



Fee Description 



Fee Paid 



Utility filing fee 
Design filing fee 
Rant filing fee 
Reissue filing fee 
Provisional filing fee 



IML 



SUBTOTAL (1) ($) 710.00 



2. EXTRA CLAIM FEES 



r^m .20- =L 

Multiple Dependent 



Total Claims 
Independent 
Claims 



Ext ra Claim s 
♦ = 1 I X 



Fee from 

below. Fee Paid 



DC 



13g 130 139 130 Non-English specification 
147 2,520 147 2,520 For filing a request for ex parte reexamination 

112 920* 112 920* Requesting publication of SIR prior to 

Examiner action 

1 13 1,840* 113 1 ,840* Requesting publication of SIR after 

Examiner action 

115 110 215 55 Extension for reply within first month 

116 390 216 195 Extension for reply within second month 

117 890 217 446 Extension for reply within third month 
Extension for reply within fourth month 
Extension for reply within fifth month 
Notice of Appeal 

Filing a brief in support of an appeal 
Request for oral hearing 
138 1 ,510 138 1 ,510 Petition to institute a public use proceeding 
140 110 240 55 Petition to revive - unavoidable 
Petition to revive - unintentional 
Utility issue fee {or reissue) 
Design issue fee 
Plant issue fee 

Petitions to the Commissioner 
Petitions related to provisional applications 
Submission of Information Disclosure Stmt 



118 1,390 218 695 
128 1,890 228 945 

119 310 219 155 

120 310 220 155 

121 270 221 135 



141 1.240 241 620 

142 1,240 242 620 

143 440 243 220 



Large Entity Small Entity 

Fee Fee Fee Fee 

Code ($) Code ($) 

103 18 203 9 
102 80 202 40 

104 270 204 135 
109 80 209 40 



110 18 210 9 



Fee Description 

Claims in excess of 20 

Independent claims in excess of 3 

Multiple dependent claim, if not paid 

** Reissue Independent claims 
over original patent 

** Reissue claims in excess of 20 
and over original patent 



144 

122 
123 
126 
581 



600 
130 

50 
240 

40 



244 300 

122 130 

123 50 
126 240 
581 



146 710 
149 710 249 



40 Recording each patent assignment per 
property (times number of properties) 

246 355 Filing a submission after final rejection 

CF- " 



(37 CFR § 1.129(a)) 

355 For each additional invention to be 
examined (37 CFR § 1.129(b)) 



179 710 279 355 Request for Continued Examination (RCE) 

169 900 169 900 Request for expedited examination 
of a design application 




WARNING: InfoHnatlorTorTthis fonn may become public. Credit card infomiation should not 
be included on this fonm. Provide credit card infonmation and authorization on PTO-2038. 

Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on 
the amount of time you are required to complete this form should be sent to the Chief Information Officer, U.S. Patent and Trademaric Office. Washington. DC 
20231 DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents, Washmgton. DC 20231.